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University of California-Davis Course Info
Davis, California•
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Course Info
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LAW 236B
Securities Regulation II
Securities Exchange Act of 1934 and the regulation of securities markets. Topics covered include regulation of securities markets and securities professionals, responsibilities of securities lawyers, continuous reporting, transnational securities fraud, and enforcement of the securities acts.
Units: 2.0
Hours: Discussion—2 hour(s)
Prerequisites:
LAW 215 - Business Associations
Recommended courses:
LAW 236 - Securities Regulations